Communications with Financial Institutions

This is a general note to those who lodged a formal complaint to the financial institutions over allegations, if any, of misrepresentation and/or mis-selling.

The financial institutions may request a meeting or interview with you after receipt of the complaint.

Before you attend the meeting or interview, you should ask them for a copy of the list of questions they intend to ask at the meeting or interview. This will help you prepare for the meeting or interview.

Do you know of any one outside of the "vulnerable investors" category who benefited from a return of their investment after the meeting or interview?

Do share your thoughts with me.